Wednesday, July 21. 2010Lederman leaving Office of Legal CounselFrom Election Law Blog, news that Marty Lederman is leaving OLC to return to teaching at Georgetown Hmmm. Saturday, July 17. 2010Still More on the Byrd Vacancy State officials in In light of this disagreement, the Governor has proposed legislation that would “clarify” state law with regard to vacancies. Specifically, with respect to Senate vacancies, the proposed legislation would require the Governor to proclaim a special election whenever the unexpired term equals or exceeds two years and six months. If the vacancy occurs one hundred and twenty days or more before the next general election, the Governor would be required to set the special election on the general election date. If the vacancy occurs less than one hundred and twenty days before the special election, the Governor can set any special election date, as long as it is not within sixty days, and no more than one year from, the occurrence of the vacancy. In addition, the Governor is required to set a special primary election, which may not be within sixty days of the special election. In the meantime, the Governor has named a temporary appointee for the vacant office. (Although I have not seen the formal certificate of appointment, the Governor presumably has executed or will execute such a certificate by next week, when the appointee’s credentials are apparently to be presented to the Senate). These machinations raise a couple of interesting questions. First, can the Governor properly appoint a temporary Senator before issuing a writ of election setting the date of the special election? The language of the Seventeenth Amendment arguably implies that the writ of election comes first, a reading suggested by the following language from the Seventh Circuit’s discussion of the Obama vacancy in Illinois: “The principal clause [of the Seventeenth Amendment] describes a chain of events: when a vacancy happens, the state executive issues a writ of election, which calls for an election in which the people will fill the vacancy. The proviso qualifies this chain of events by permitting an appointee to intercede temporarily between the start of the vacancy and the election that permanently fills that vacancy.” Second, if the Governor makes an appointment in accordance with state law, can the legislature subsequently change the date on which the special election is to occur? Extremely alert readers will recall that this issue arose in connection with the Obama vacancy. After Governor Blajojevich appointed Roland Burris to fill the vacancy, the If the Friday, July 9. 2010West Virginia Attorney General Disagrees with Secretary of State on Byrd VacancyThe West Virginia Attorney General has issued this opinion rejecting the Secretary of State’s legal conclusion that a special election to fill the Byrd vacancy cannot be held until November 2012. The Attorney General’s reasoning is essentially the same as what I suggested in these prior posts (see here and here), namely that the West Virginia legislature’s evident intent to require a special election when to fill a vacancy with an unexpired term of more than two years and six months, combined with the Seventeenth Amendment’s purpose of ensuring popular election of Senators, requires reading the ambiguous provisions of West Virginia law so as to allow the calling of a special election as soon as possible. The Attorney General also distinguishes the Robb v. Caperton case on the grounds that it dealt solely with state judicial offices. Thursday, July 8. 2010Recess GamesThe Obama administration announced this week that the President will give a recess appointment to Donald Berwick to serve as administrator of the Centers for Medicare and Medicaid Services. The appointment will come during the Senate’s current eleven and a half day adjournment for the Independence Day holiday. Berwick was nominated for the position in April, but the Senate Finance Committee has yet to schedule a hearing on the nomination. The recess appointment was denounced not only by Senate Republicans, but by Committee Chair Max Baucus (D-Mont.), who stated: "Senate confirmation of presidential appointees is an essential process prescribed by the Constitution that serves as a check on executive power and protects Montanans and all Americans by ensuring that crucial questions are asked of the nominee — and answered." The Recess Appointments Clause ( A number of legal scholars have argued that “the recess” referred to in the clause is the recess between sessions of Congress, which normally occurs only once a year. The intrasession periods of adjournment are not recesses within the meaning of the clause, they argue, and the President has no constitutional power to recess appoint anyone during those periods. In addition, some scholars argue that a recess appointment can only be made if the vacancy has arisen during that recess. A vacancy that has occurred earlier did not “happen during” that recess, and therefore is not eligible for a recess appointment. Professor Michael Rappaport laid out these two arguments in his article, The Original Meaning of the Recess Appointments Clause, 52 UCLA L. Rev. 1487 (2005). If either of these arguments is correct, President Obama’s appointment of Berwick is unconstitutional. I will leave consideration of the merits of these arguments for another day. For present purposes, I would just note that one of the foremost academic supporters of the Rappaport position is Marty Lederman, formerly a law professor at the In addition, Lederman criticized Bush’s recess appointments on the grounds that, regardless of whether they complied literally with the Clause, they constituted abuses of the recess appointment power because they were designed for no purpose other than to circumvent the Senate’s advice and consent function. For example, Lederman argued that recess appointments made during an eleven and a half day Senate adjournment were obviously not for the purposes intended by the Clause, namely to deal with emergencies where the Senate was unavailable to provide its consent. Instead, he contended that such appointments “make a mockery of the procedure contemplated in the Appointments Clause” and represented “constitutional cynicism of the highest order.” Lederman now serves as Deputy Assistant Attorney General for the Office of Legal Counsel. Which naturally raises the question—has he advised Obama that Donald Berwick is unconstitutional? Wednesday, July 7. 2010The Governor Weighs in on the Byrd VacancyThe Governor of West Virginia, apparently not entirely satisfied with the Secretary of State’s determination that the Byrd vacancy cannot be filled by a special election until November 2012, has asked the Attorney General to opine on the question of when such an election is to take place. The Governor’s letter notes that “[t]he issue of when such an election may lawfully occur raises questions of law that, when examined by persons of sound legal training and experience, may be answered in a way that reasonably calls into question the constitutionality or legislative intent of the law.” I am not sure exactly what that means, but I interpret it as saying that the Secretary of State’s legal determination, while not unreasonable, is arguably in conflict with the intent of the West Virginia legislature, as well as with the requirements of the U.S. and West Virginia Constitutions. If that is what he means, I agree with the Governor.
Wednesday, June 30. 2010The West Virginia Secretary of State Refuses to Hold a Special Election in 2010The West Virginia Secretary of State has taken the position that the special election to replace Senator Byrd will not occur until November 2012. She relies on Robb v. Caperton, a 1994 West Virginia Supreme Court case which applied the same vacancy statute in the context of a judicial vacancy. Robb does provide support for the Secretary’s statutory interpretation, but there are questions whether the court’s reasoning should be extended to the current situation. In Robb, a circuit judge resigned on April 20, 1994, leaving an unexpired term that would last until December 31, 2000. The question was whether the vacancy should be filled by election in November 1994 or in November 1996. The court began its analysis with the West Virginia Constitution. It found the general vacancy provision of Section 7, Article IV, which was “keyed to ‘the next general election,’” inapplicable to judicial vacancies because the latter were governed by the more specific and detailed provision of Section 7, Article VIII. Under Article VIII, the Governor is directed to fill a judicial vacancy without any election if the unexpired term is less than two years or, if so provided by law, no more than three years. For vacancies of more than three years, the Governor is directed to issue a directive of election to fill the vacancy “in the manner prescribed by law,” and, in the meantime, to fill the vacancy by appointment. The court found the phrase “in the manner prescribed by law” critical to the analysis of when an election to fill a judicial vacancy should take place. The court held that “[i]t is clear under W.Va. Code, 3-10-3, the governor has the ability to fill a vacancy in the office of a supreme court justice or a circuit judge until a successor has ‘timely filed a certificate of candidacy, [and] has been nominated at the primary next following such timely filing[.]’” Since the date for filing a certificate of candidacy had passed in early February, the court concluded that the election to fill the vacancy could not be held until November 1996. The statutory language construed by the court is the same language that applies to filling vacancies for other offices, including that of U.S. Senator. Given that the court thought this language was “too plain” to be interpreted as requiring an election in November 1994, the Secretary would seem to be on solid ground in reaching a similar conclusion with regard to the Byrd vacancy. Nevertheless, the Robb court’s conclusion was fundamentally premised on the language of Section 7, Article VIII of the West Virginia Constitution, which applies only to judicial vacancies. Moreover, the court appeared to assume that vacancies in non-judicial offices were required to be filled, under the provisions of Section 7, Article IV, at the next general election, notwithstanding the fact that such offices were governed by the same statutory language. It is therefore uncertain whether the reasoning of the Robb case should apply here. If the statutory language is construed as the Secretary of State suggests, the results are perplexing, if not absurd. It is hard to see why the legislature would have chosen a two year and six month cutoff for holding elections, if the intent had not been to have a special election to fill the last two years of the term in question. When asked about this at her press conference, the Secretary of State was unable to offer an explanation of a legislative policy that might be advanced by this result. Finally, the Secretary of State’s interpretation of the statute is, at best, in considerable tension with the fundamental policy of the Seventeenth Amendment, namely that Senators be elected by the people. There would seem to be ample grounds for mounting a legal challenge. Monday, June 28. 2010When Should West Virginia Hold a Special Election to Replace Senator Byrd?As mentioned in my last post, I think that the Governor of West Virginia is likely obligated to call a special election to fill the vacancy caused by Senator Byrd’s death. But when is such an election to take place? The West Virginia statute does not directly address when the special election is to take place. Instead, it states that for certain offices, including U.S. Senator, a temporary appointment “shall be until a successor to the office has timely filed a certificate of candidacy, has been nominated at the primary election next following such timely filing and has thereafter been elected and qualified to fill the unexpired term.” It is apparently inferred from this language that the special election is to take place on the date of a general election. This, at least, seems to be the position of the West Virginia Secretary of State, whose website states that in the event of a Senate vacancy: “[T]he Governor appoints someone to serve until the unexpired term is filled at the conclusion of the next candidate filing period, Primary Election, General Election and certification. The winner of that General Election fills the balance of the unexpired term.” It is not exactly clear what this means in the current context. In West Virginia, the deadline for filing to compete in this year’s congressional primary was January 30, and the congressional primaries were held on May 11. It may be argued, therefore, that it is too late for anyone to run for the vacant Senate seat in this year’s general election. Under this interpretation, the special election would not be held until November 2012, in which case the winner would serve only the remaining two months of Byrd’s term. On the other hand, it is hard to see how this interpretation could be squared with any sensible legislative policy. Presumably the reason why the To make matters more confusing, the Secretary of State’s website also contains the following: “Vacancies in the offices of Secretary of State, State Treasurer, State Auditor, Attorney General, and Commissioner of Agriculture are filled by appointment until the next election that is more than two years and six months following the vacancy.” Vacancies in these offices are covered by the exact same language as governs Senate vacancies, so it hard to see how these offices could be treated differently than a Senate seat. It is also hard to see how the Secretary’s statement can be squared either with the statutory language or with the principle, also stated on the website, that “[t]he West Virginia State Constitution provides a clear mandate that all elective state and local offices should be filled by the voters as soon as possible after a vacancy occurs.” In any event, if the Governor and/or Secretary of State refuse to hold a special election for Byrd’s seat prior to November 2012, it seems very likely that there will be a legal challenge. Is a Special Election Required to Fill the Byrd Vacancy? Senator Robert Byrd (D-W.Va.), the longest serving Member of Congress in The vacancy created by Byrd’s death will be filled by the Governor under § 3-10-3 of the West Virginia Code. This statute provides that if the unexpired term of certain vacant offices, including that of U.S. Senator, is less than two years and six months, the appointment will be for the remainder of the unexpired term. It should be noted that this provision raises some serious constitutional questions under the Seventeenth Amendment, particularly in light of the Seventh Circuit’s recent decision regarding the Senate vacancy in This issue may not directly arise in the present situation. As of today, there are two years, six months and five days of Byrd’s unexpired term remaining. Thus, it would seem that under It is possible, however, that the Governor could take a contrary position. First, the Governor might take the position that the vacancy does not “occur” until he receives formal notice from the Senate. Were the Senate to fail to give notice of the vacancy this week, the Governor might argue that the unexpired term is less than that required to trigger a special election. Second, the Governor might argue that the vacancy continues to occur so long as the office remains vacant, so that the length of the unexpired term is measured by whenever the temporary appointment is made. Third, (closely related to but somewhat stronger than the second), the Governor could argue that the “unexpired term” referred to in the statute is measured by the temporary appointment, not by the vacancy. Under either the second or third points, no special election would be required if the Governor fails to fill the vacancy until after July 3 (this Saturday). I don’t know what Second, and more importantly, any interpretation that prevents a special election from occurring at all would raise the serious constitutional questions previously mentioned. Such an interpretation would fly in the face of “the Seventeenth Amendment’s primary objective of guaranteeing that senators are selected by the people of the states in popular elections,” as the Seventh Circuit put it. Thus, the doctrine of constitutional avoidance strongly counsels in favor of an interpretation allowing a special election to take place. For these reasons I conclude that a special election to fill Byrd’s seat is likely required. I will turn to the question of when such a special election should occur in another post. Sunday, June 27. 2010The Tillmans on Shall and May Nora and Seth Tillman have published this fragment on the constitutional meaning of “shall” and “may.” They contend that in 18th Century For example, the Appointments Clause provides that the President “shall” nominate and appoint Ambassadors, Ministers and Consuls, Supreme Court Justices, and all other officers of the
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Friday, June 25. 2010Illinois's Unconstitutional Procedure for Filling the Obama Vacancy An interesting Seventh Circuit opinion earlier this month considers the constitutionality of Continue reading "Illinois's Unconstitutional Procedure for Filling the Obama Vacancy" Tuesday, June 8. 2010Roll Call on OCE ReferralToday Roll Call Columnist Simon Davidson discusses the risks that a private party faces in turning over information to the Office of Congressional Ethics. He mentions my post last week questioning whether OCE has the authority to refer evidence to the Justice Department as it did with regard to the PMA investigation. Roll Call has also editorialized about this issue, noting that OCE’s decision to turn over evidence to the Justice Department could chill cooperation by future witnesses needed in its investigations. The editorial warns that this action could play into the hands of “OCE’s enemies,” who are looking for reasons to eliminate the office. Monday, June 7. 2010Kagan's White House Records and the Presidential Records ActIn preparation for the confirmation hearings for Supreme Court nominee Elena Kagan, the Senate Judiciary Committee has requested that the National Archivist produce records of Kagan’s service in the Clinton White House, where she served first as Associate White House Counsel and then as Deputy Assistant to the President for Domestic Policy. It appears that the documents related to her domestic policy position have been largely, if not entirely, released, but those relating to her service as counsel are still being reviewed. These records are subject to the Presidential Records Act, 44 U.S.C. § 2201, et seq., which provides that the records of an outgoing administration belong to the public and are to be transferred to the National Archives for preservation and processing. After a specified period (up to 12 years depending on the type of record), the public may seek access to these records under the Freedom of Information Act. Congressional committees are not subject to either the PRA’s time restrictions or to FOIA’s limitations on public access. Nevertheless, the PRA recognizes that congressional requests for presidential records may be subject to claims of privilege. 44 U.S.C. § 2205(2). In 2001, President Bush issued an executive order on presidential records which was widely criticized for, among other things, broadly interpreting the rights of both the incumbent and former President to prevent the disclosure of presidential records to Congress. Bush’s order (1) allowed the former President a 21-day period to review records requested by a congressional committee and decide whether to assert a privilege, (2) gave the incumbent President a sequential 21-day period to make his own decision with regard to privilege, (3) permitted either to extend these periods indefinitely for “burdensome” requests, and (4) prohibited the National Archivist from disclosing the records unless both the former and incumbent Presidents agreed to do so. President Obama, in one of his first official actions, revoked the Bush executive order and replaced it with a new executive order on presidential records. The Obama order more closely tracks the National Archives regulations than did the Bush order. Under the revised procedure, the Archivist is responsible for initially determining if records will be disclosed, whether in response to a congressional request or otherwise; the Archivist then provides the former and incumbent Presidents with a notice period (normally 30 days) during which either may invoke executive privilege. However, the Archivist is only bound to follow the privilege decision of the current President; he may choose, unless otherwise instructed by the current President or his designee, not to honor a privilege invocation by the former President. He must, however, provide the former President notice of this decision, thereby permitting the former President to seek judicial relief. White House Counsel Bob Bauer has informed Senator Jeff Sessions, Ranking Member on Senate Judiciary, that “President Obama does not intend to assert executive privilege over any of the documents requested by the Committee.” However, Bauer notes that the documents are being reviewed by a representative of President Clinton, and he leaves open the possibility that If Monday, May 31. 2010Was OCE's Referral to the Justice Department Ultra Vires?On May 27, 2010, the Office of Congressional Ethics (OCE) announced that its Board had voted unanimously to refer to the Justice Department “certain evidence collected in the course of its investigation concerning appropriations earmarks and the now defunct PMA lobbying firm.” The announcement contends the referral to the Justice Department was authorized “pursuant to Section 1(f)(B) of House Resolution 895 of the 110th Congress and Rule 13 of the OCE Rules for the Conduct of Investigations.” However, for the reasons described below, I think the Board exceeded its authority in making this referral. Continue reading "Was OCE's Referral to the Justice Department Ultra Vires?" Sunday, May 30. 2010Northern ExposureThe Canadians seem to be having their own version of the Karl Rove/Harriet Miers/Josh Bolten controversy that arose in during the Bush administration (when these White House officials asserted immunity from having to appear before congressional committees). The Canadian government has declared only cabinet ministers, not their political staffs, can be called as witnesses before parliamentary committees. Generally speaking, I presume the Canadian Parliament has the same inherent powers to call for testimony and records as does the Congress. According to the Canadian House of Commons Procedure and Practice Manual, standing committees have the power to issue a summons for any person located on Canadian soil, with certain recognized exceptions. These include the Queen (no surprise), the Governor General and provincial lieutenant-governors (who I think are the Queen’s representatives) and members of either Canadian provincial or federal legislative bodies. Since parliamentary committees are not permitted to summon Members of Parliament (at least not without the specific authority of the House), it would seem that they cannot not compel the appearance of the prime minister or a cabinet minister (who are Members of Parliament). In this case, however, the government is arguing that the committee must call the minister, rather than his or her political subordinates. The basis of the argument, which I don’t fully understand, has something to do with the concept of “ministerial responsibility,” a system in which it is only the ministers (and not their subordinates) who are considered responsible to both the Parliament and the Canadian people. A government spokesman distinguishes this system from that in the
Normally this type of issue would not arise in the Canadian system because the government and the Parliament would be controlled by the same party. However, the current Conservative government has only a plurality in Parliament, and this apparently means that the opposition effectively controls at least some of the standing committees. The latest controversy involves a request to a government official to testify before the House of Commons committee on access to information, privacy and ethics, which is chaired by a Liberal Democrat. What happens if the government official refuses to appear and the parliamentary committee refuses to accept the failure to appear? Like the Congress, the Canadian Parliament has the inherent power to punish for contempt, and to imprison recalcitrant witnesses. The last time this authority was used, however, was 1913. Friday, May 28. 2010A Final Word on Congress and MirandaFrom my last three posts on Miranda (see here, here and here), one can see the argument that would be made by opponents of a “public safety” exception statute. They will say that Miranda’s requirements are “constitutional” in nature; ergo any exceptions are similarly of constitutional dimension. Since it is the Court, not Congress, which decides what the Constitution means (at least in the mind of judicial supremacists), Congress’s view of the proper scope of the public safety exception is of little relevance. It is certainly possible that the Court will take this view, but I don’t think that its precedents require it to do so. There are at least two possible grounds on which the Court could uphold a public safety exception statute: (1) that Congress’s reasoned factfinding is relevant to the constitutional test as set forth in Quarles; and (2) that stare decisis does not require the Court to strike down statutes which do not attempt to reverse the general rule established in Miranda, but merely establish reasonable exceptions thereto. Consider the following from the Court’s recent opinion in Citizens United v. FEC, 558 Furthermore, while Dickerson affirms Miranda’s continuing validity as a “constitutional holding,” it is less than clear what that holding is. As conceived by the Dickerson Court , Miranda is essentially a constitutional policy that “reliance on the traditional totality-of-the-circumstances test raise[s] a[n] [unacceptably great] risk of overlooking an involuntary custodial confession.” We know that stare decisis prohibits Congress from simply reinstating the totality-of-the-circumstances test, but this doesn’t necessarily preclude Congress from establishing exceptions for certain categories of cases. Quarles and other post-Miranda cases demonstrate that the courts can still make determinations of voluntariness even when no warnings are given. It is difficult to see a principled reason why Congress could not provide for admission of voluntary statements in limited circumstances. In his Citizens United concurrence, Chief Justice Roberts explained that stare decisis “counsels deference to past mistakes, but provides no justification for making new ones.” Would applying Miranda’s rules, developed for use in ordinary law enforcement in the 1960s, to intelligence-focused interrogations of suspected terrorists qualify as a “new mistake”? Hard to say, but I wouldn’t rule it out. Finally, one should not forget that Miranda itself left room for legislative action that provides alternative safeguards to ensure voluntariness. Such safeguards would provide an additional basis on which the Court might defer to a public safety statute. Although it might be politically controversial, for example, Congress could require that unwarned interrogations of terrorists be videotaped, in order to facilitate the court’s determination of voluntariness. So I think that critics are premature when they dismiss the viability of a public safety exception statute for terrorist interrogations.
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